-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7rzRboaSWVZfRlmykO0pnxAr0hpQEN7z+wUk+cR4IeiSYs9epaxTZVj4hMDemzk cqM2y0PczdZsOtF7W1azsg== 0001145549-07-000198.txt : 20070209 0001145549-07-000198.hdr.sgml : 20070209 20070209093614 ACCESSION NUMBER: 0001145549-07-000198 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070209 DATE AS OF CHANGE: 20070209 GROUP MEMBERS: CREDIT SUISSE TRUST LIMITED GROUP MEMBERS: D&M TECHNOLOGIES LIMITED GROUP MEMBERS: POWER SURGE TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Suntech Power Holdings Co., Ltd. CENTRAL INDEX KEY: 0001342803 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81474 FILM NUMBER: 07595660 BUSINESS ADDRESS: STREET 1: 17-6 CHANGJIANG SOUTH ROAD, NEW DISTRICT CITY: WUXI, JIANGSU PROVINCE STATE: F4 ZIP: 214028 BUSINESS PHONE: (86 510) 534 5000 MAIL ADDRESS: STREET 1: 17-6 CHANGJIANG SOUTH ROAD, NEW DISTRICT CITY: WUXI, JIANGSU PROVINCE STATE: F4 ZIP: 214028 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Shi Zhengrong CENTRAL INDEX KEY: 0001352817 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 86 510 8534 5000 MAIL ADDRESS: STREET 1: 17-6 CHANGJIANG SOUTH ROAD, NEW DISTRICT STREET 2: SUNTECH POWER HOLDINGS CO., LTD. CITY: WUXI, JIANGSU PROVINCE STATE: F4 ZIP: NONE SC 13G/A 1 h01027sc13gza.htm SCHEDULE 13G AMENDMENT NO.1 SCHEDULE 13G AMENDMENT NO. 1
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Suntech Power Holdings Co., Ltd.
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
G8586G 10 2
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


TABLE OF CONTENTS

ITEM 1(a). NAME OF ISSUER
ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
ITEM 2(a). NAME OF PERSON FILING
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE
ITEM 2(c) CITIZENSHIP
ITEM 2(d). TITLE OF CLASS OF SECURITIES
ITEM 2(e). CUSIP NUMBER
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
ITEM 10. CERTIFICATION
SIGNATURE
LIST OF EXHIBITS
EX-A Joint Filing Agreement


Table of Contents

                     
CUSIP No.
 
G8586G 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Zhengrong Shi
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Australia
       
  5   SOLE VOTING POWER:
     
NUMBER OF   500,000 ordinary shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   60,900,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   500,000 ordinary shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    60,900,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  61,400,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  40.1%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN


Table of Contents

                     
CUSIP No.
 
G8586G 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    D&M Technologies Limited
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  British Virgin Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   60,900,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    60,900,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  60,900,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  39.8%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO


Table of Contents

                     
CUSIP No.
 
G8586G 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Power Surge Trust
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Singapore
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   60,900,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    60,900,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  60,900,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  39.8%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO


Table of Contents

                     
CUSIP No.
 
G8586G 10 2 
 

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Credit Suisse Trust Limited
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Singapore
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   60,900,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    60,900,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  60,900,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  39.8%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO


Table of Contents

ITEM 1(a). NAME OF ISSUER:
Suntech Power Holdings Co., Ltd. (the “Issuer”)
ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
17-6 Changjiang South Road, New District, Wuxi, Jiangsu Province 214028,
People’s Republic of China
ITEM 2(a). NAME OF PERSON FILING:
Zhengrong Shi
D&M Technologies Limited (the “Record Holder”)
Power Surge Trust (the “Trust”)
Credit Suisse Trust Limited (the “Trustee”)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
The address of the principal business office of the Record Holder and Zhengrong Shi is 17-6 Changjiang South Road, New District, Wuxi, Jiangsu Province 214028, People’s Republic of China. The address of the Trust and the Trustee is 1 Raffles Link #05-02, Singapore 039393.
ITEM 2(c) CITIZENSHIP:
Dr. Shi is a citizen of Australia. The place of organization of the Record Holder is the British Virgin Islands. The place of organization of the Trustee is Singapore. The Trust is established under the laws of Singapore.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Ordinary Shares
ITEM 2(e). CUSIP NUMBER:
G8586G 10 2
ITEM 3. Not Applicable

 


Table of Contents

ITEM 4. OWNERSHIP:
                                                 
                            Shared        
                    Sole power   power to   Sole power to   Shared power
    Amount           to vote or   vote or to   dispose or to   to dispose or to
    beneficially   Percent   direct   direct   direct the   direct the
Reporting Person   owned:   of class:   the vote:   the vote:   disposition of:   disposition of:
Zhengrong Shi
    61,400,000       40.1 %     500,000       60,900,000       500,000       60,900,000  
D&M Technologies Limited
    60,900,000       39.8 %     0       60,900,000       0       60,900,000  
Power Surge Trust
    60,900,000       39.8 %     0       60,900,000       0       60,900,000  
Credit Suisse Trust Limited
    60,900,000       39.8 %     0       60,900,000       0       60,900,000  
Pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, Dr. Shi may be deemed to be the beneficial owner of 500,000 ordinary shares of the Issuer issuable upon the exercise of vested options held by him. The Record Holder, of which Dr. Shi is the sole director, holds 60,900,000 ordinary shares of the Issuer. The Record Holder is ultimately wholly owned by the Trust, of which the Trustee acts as the trustee. Dr. Shi, the Record Holder, the Trust and the Trustee may be deemed to be a group for the ordinary shares as defined in Rule 13d-5(b) under the Securities Exchange Act of 1934, and each member of such group may be deemed to beneficially own the ordinary shares beneficially owned by other members constituting such group. The Trustee disclaims beneficial ownership of the ordinary shares. The filing of this Schedule 13G should not be deemed an admission that the Trustee is the beneficial owner of such ordinary shares for any purpose.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Not applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
              REPORTED ON BY THE PARENT HOLDING COMPANY:
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable

 


Table of Contents

ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
     Not applicable
ITEM 10. CERTIFICATION:
Not applicable

 


Table of Contents

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 9, 2007
             
Zhengrong Shi
      /s/ Zhengrong Shi    
         
    Name: Zhengrong Shi    
 
           
D&M Technologies Limited
  By:   /s/ Zhengrong Shi    
 
           
    Name: Zhengrong Shi    
    Title: Director    
 
   
Power Surge Trust   Credit Suisse Trust Limited in its
capacity as Trustee of the Trust
   
 
           
 
  By:   /s/ Michael Low    
 
           
    Name: Michael Low    
    Title: Authorized Signatory    
 
           
 
  By:   /s/ Bee Eng Koh    
 
           
    Name: Bee Eng Koh    
    Title: Authorized Signatory    
 
           
Credit Suisse Trust Limited
  By:   /s/ Michael Low    
 
           
    Name: Michael Low    
    Title: Authorized Signatory    
 
           
 
  By:   /s/ Bee Eng Koh    
 
           
    Name: Bee Eng Koh    
    Title: Authorized Signatory    

 


Table of Contents

LIST OF EXHIBITS
     
Exhibit No.   Description
 
   
A
  Joint Filing Agreement

 

EX-99.A 2 h01027exv99wa.htm EX-A JOINT FILING AGREEMENT EX-A Joint Filing Agreement
 

EXHIBIT A
Joint Filing Agreement
     In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value $0.01 per share, of Suntech Power Holdings Co., Ltd., a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
[Remainder of this page has been left intentionally blank.]

 


 

Signature Page
     IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of the 9th day of February 2007.
             
Zhengrong Shi
      /s/ Zhengrong Shi    
         
    Name: Zhengrong Shi    
 
           
D&M Technologies Limited
  By:   /s/ Zhenrong Shi    
 
           
    Name: Zhengrong Shi    
    Title: Director    
 
           
Power Surge Trust   Credit Suisse Trust Limited in its
capacity as Trustee of the Trust
   
 
           
 
  By:   /s/ Michael Low    
 
           
    Name: Michael Low    
    Title: Authorized Signatory    
 
           
 
  By:   /s/ Bee Eng Koh    
 
           
    Name: Bee Eng Koh    
    Title: Authorized Signatory    
 
           
Credit Suisse Trust Limited
  By:   /s/ Michael Low    
 
           
    Name: Michael Low    
    Title: Authorized Signatory    
 
           
 
  By:   /s/ Bee Eng Koh    
 
           
    Name: Bee Eng Koh    
    Title: Authorized Signatory    

 

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